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| What is the Securities Exchange |
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| Act of 1934? |
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| Much
Broader than the 1933 Act |
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| Outlaws
Fraud and Misrepresentation by |
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| Anyone, Including Insiders |
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| Established
the Annual Report (10-K) |
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| and the
Quarterly Report (10-Q) |
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| Created
an Enforcement Agency (SEC) |
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